M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Leonard Newson

    IRN ALN00004

    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 5 Feb 2024)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • CF1 Director (AR) (8 Nov 2019 to 4 Apr 2023)
    • CF30 Customer (9 Sep 2013 to 4 Apr 2023)
  • Anthony Marcham

    IRN AXM00222

    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Manager of certification employee (2 Jul 2020 to 14 Feb 2021)
  • Anthony Stuart Bragg

    IRN ASB00026

    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 3 Dec 2020)
    • [FCA CF] Client dealing (27 Jul 2020 to 3 Dec 2020)
    • CF30 Customer (31 Oct 2017 to 8 Dec 2019)
  • Antoinette Webb

    IRN AXM02101

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (13 Jul 2016 to 8 Dec 2019)
  • Antonia Brodie

    IRN AXM01809

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2023)
  • Anuj Kumar Khindria

    IRN AKK01022

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 14 Oct 2021)
    • CF1 Director (AR) (30 Dec 2020 to 12 Oct 2021)
    • CF30 Customer (30 Dec 2020 to 12 Oct 2021)
  • Ashley Charles McGrath

    IRN ACM01261

    • SMF18 Other Overall Responsibility (since 12 Apr 2022)
  • Ashley Edwards

    IRN AXE01735

    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
  • Ashley Fisher

    IRN AXP01593

    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Ashley Paul Lawrence

    IRN APL01108

    • CF30 Customer (5 Sep 2016 to 2 Oct 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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