Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (21 Jun 2022 to 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (21 Jun 2022 to 29 Jul 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2021)
    • CF30 Customer (13 Dec 2018 to 25 Mar 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (385)Employed By (13 Dec 2018 to 25 Mar 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (5 Sep 2016 to 2 Oct 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (2 Jul 2015 to 1 Apr 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (16 Jan 2015 to 26 Mar 2015)
  • Morgan De Vere & Partners LLP (no longer approved here)

    FRN 223922

    • (11)Employed By (12 Jan 2015 to 26 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.