Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (11 Jan 2023 to 4 Apr 2023)
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- Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 5 Feb 2024)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
- CF1 Director (AR) (8 Nov 2019 to 4 Apr 2023)
- CF30 Customer (9 Sep 2013 to 4 Apr 2023)
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- Employed By (8 Nov 2019 to 4 Apr 2023)
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- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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- CF30 Customer (20 Jan 2011 to 6 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2010)
- CF21 Investment Adviser (29 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Jan 2006 to 3 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.