Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alex De Silva & Co Limited
FRN 712630
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
- [FCA CF] Client dealing (since 7 Dec 2020)
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- [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
- CF30 Customer (2 Oct 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.