M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Harold Baxter

    IRN MHB01065

    • CF28 Systems and controls (7 Jul 2014 to 11 Nov 2015)
  • Mark Jeffrey Pearson

    IRN MJP00106

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 24 Sep 2024)
    • CF1 Director (AR) (25 Jan 2021 to 3 Sep 2024)
    • CF30 Customer (25 Jan 2021 to 3 Sep 2024)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
  • Mark Jonathan Harris

    IRN MJH00164

    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Mark Leaney

    IRN MGL00010

    • CF30 Customer (9 Sep 2013 to 19 Nov 2013)
  • Mark McCafferty

    IRN MAM00013

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 22 Mar 2021)
    • CF30 Customer (since 22 Mar 2021)
    • [FCA CF] Client dealing (5 Aug 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (5 Aug 2020 to 30 Apr 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Mark Osland

    IRN MXO00019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF30 Customer (since 19 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 30 Apr 2021)
    • CF30 Customer (10 May 2017 to 8 Dec 2019)
  • Mark Paul Stanhope

    IRN MPS01119

    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
  • Mark Peter Whybrew

    IRN MPW01094

    • CF30 Customer (9 Sep 2013 to 14 Mar 2014)
  • Mark Rafferty Torrado

    IRN MXT07232

    • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (8 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • Mark Roderick Hughson

    IRN MRH00045

    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 23 Jan 2025)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • CF1 Director (AR) (7 Nov 2019 to 23 Aug 2023)
    • CF30 Customer (9 Sep 2013 to 23 Aug 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.