Mark Jeffrey Pearson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 24 Sep 2024)
    • CF30 Customer (25 Jan 2021 to 3 Sep 2024)
    • CF1 Director (AR) (25 Jan 2021 to 3 Sep 2024)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (26 Sep 2013 to 10 Dec 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (19 Nov 2009 to 29 Jul 2013)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (10 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 10 Jul 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (10 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 10 Jul 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.