M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Edwards

    IRN DJE01109

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF30 Customer (since 30 Mar 2021)
    • CF1 Director (AR) (since 30 Mar 2021)
    • [FCA CF] Client dealing (7 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (14 Jun 2017 to 8 Dec 2019)
  • David James Lawrance

    IRN DJL01257

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2021)
    • CF30 Customer (since 23 Aug 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 30 Sep 2021)
    • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
  • David James Smith

    IRN DXS06663

    • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
  • David Kenneth Watson

    IRN DKW01016

    • SMF11 Chair of the Audit Committee (6 Nov 2020 to 8 Apr 2022)
  • David King

    IRN DWK01012

    • SMF9 Chair of the Governing Body (7 Apr 2020 to 30 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2020)
    • CF1 Director (17 Oct 2016 to 8 Dec 2019)
  • David Montgomery

    IRN DXM00298

    • SMF18 Other Overall Responsibility (23 Apr 2021 to 4 Sep 2023)
  • David Nancarrow

    IRN DXN01381

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (19 Oct 2018 to 8 Dec 2019)
  • David Owen Meikleham

    IRN DOM01014

    • [FCA CF] Client dealing (17 Aug 2020 to 13 Aug 2021)
    • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 13 Aug 2021)
    • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
  • David Peter Simpson

    IRN DPS01156

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 30 Jan 2025)
    • CF30 Customer (11 Apr 2016 to 1 Apr 2017)
  • David Powers

    IRN DXP02304

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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