David King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • SMF9 Chair of the Governing Body (2 Mar 2023 to 30 Sep 2023)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (17 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Significant management (17 Jul 2020 to 1 Oct 2023)
    • [FCA CF] Manager of certification employee (15 Feb 2020 to 1 Oct 2023)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • [FCA CF] Significant management (17 Jul 2020 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (15 Feb 2020 to 30 Sep 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF9 Chair of the Governing Body (7 Apr 2020 to 30 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2020)
    • CF1 Director (17 Oct 2016 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF18 Other Overall Responsibility (1 Apr 2020 to 1 Oct 2023)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF18 Other Overall Responsibility (1 Apr 2020 to 1 Oct 2023)
    • SIMF7 Group Entity Senior Insurance Manager Function (21 Oct 2016 to 26 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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