M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Moore

    IRN SAM01422

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 17 Feb 2021)
    • CF1 Director (AR) (since 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (27 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
  • Simon Paul Jarratt

    IRN SPJ00021

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 2 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
    • CF1 Director (AR) (since 13 Jan 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (9 Nov 2015 to 8 Dec 2019)
  • Simon Paul Mead

    IRN SPM00065

    • CF30 Customer (19 Nov 2013 to 3 Mar 2017)
  • Simon Paul Reeve

    IRN SPR01055

    • CF30 Customer (12 Nov 2014 to 8 Dec 2019)
  • Simon Tasker

    IRN SXT71720

    • SMF7 Group Entity Senior Manager (since 6 Mar 2026)
  • Simon Thomas Trainor

    IRN STT01008

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
    • CF1 Director (AR) (since 12 Nov 2019)
    • CF30 Customer (since 9 Nov 2015)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
  • Simon Victor Gibbs

    IRN SVG00002

    • [FCA CF] Manager of certification employee (28 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (28 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Simone Morgan

    IRN SXT00128

    • CF30 Customer (9 Sep 2013 to 7 Jul 2017)
  • Sivananthan Ramachandran

    IRN SXR01804

    • CF30 Customer (9 Apr 2015 to 27 Feb 2017)
  • Stefan Krasimirov Bonchev

    IRN SXB03828

    • Appointed representative dealing with clients for which they require qualification (1 Jul 2024 to 2 Jan 2025)
    • CF1 Director (AR) (28 Jun 2024 to 2 Jan 2025)
    • CF30 Customer (28 Jun 2024 to 2 Jan 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.