Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PREMIER FINANCIAL PLANNING LIMITED
FRN 490515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 24 Jul 2025)
- CF30 Customer (since 23 Jul 2025)
- CF4 Partner (AR) (since 23 Jul 2025)
- [FCA CF] Client dealing (since 27 Jun 2025)
- [FCA CF] Functions requiring qualifications (27 Jun 2025 to 19 Aug 2025)
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Cardan Wealth Management LLP
FRN 1037331
- Employed By (since 23 Jul 2025)
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- SMF16 Compliance Oversight (3 Apr 2024 to 10 Mar 2025)
- [FCA CF] Functions requiring qualifications (15 Oct 2020 to 10 Mar 2025)
- [FCA CF] Client dealing (15 Oct 2020 to 10 Mar 2025)
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- CF30 Customer (12 Nov 2014 to 8 Dec 2019)
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- Employed By (26 Sep 2012 to 21 Dec 2012)
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- CF30 Customer (16 Jan 2008 to 24 Jan 2008)
Recent activity
Updates to this individual's record on the FCA register.
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