Simon Paul Mead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2021)
    • [FCA CF] Client dealing (since 23 Feb 2021)
    • CF30 Customer (8 Sep 2017 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (19 Nov 2013 to 3 Mar 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Jul 2010 to 18 Nov 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.