M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karelia Scott-Daniels

    IRN KXS00864

    • Appointed representative dealing with clients for which they require qualification (8 Aug 2025 to 3 Oct 2025)
    • CF1 Director (AR) (6 Aug 2025 to 3 Oct 2025)
    • CF30 Customer (6 Aug 2025 to 3 Oct 2025)
  • Karen Anne Marsom

    IRN KXG00031

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF30 Customer (since 6 Jul 2020)
    • CF1 Director (AR) (since 6 Jul 2020)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
  • Karen Burroughs

    IRN KLG01036

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 28 Feb 2021)
    • CF30 Customer (since 28 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 30 Apr 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Karen Connell

    IRN KXC01648

    • SMF5 Head of Internal Audit (9 Dec 2019 to 26 Oct 2023)
    • CF28 Systems and controls (6 Mar 2018 to 8 Dec 2019)
  • Karen Elizabeth McLeod

    IRN KES00013

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 22 Mar 2021)
    • CF30 Customer (since 22 Mar 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 30 Apr 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Karl Anthony Bonworth

    IRN KAB01095

    • CF30 Customer (9 Sep 2013 to 30 May 2015)
  • Karyn Vogel

    IRN KXV07737

    • CF30 Customer (2 Nov 2018 to 6 Sep 2019)
  • Kate Marie Thomas

    IRN KMM00016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 2 Jul 2020)
    • CF30 Customer (since 2 Jul 2020)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
  • Kathryn Anne Twigg

    IRN KAT01033

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 4 Feb 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (19 Jan 2018 to 8 Dec 2019)
  • Kathryn Dianne Shepherd

    IRN KDS01058

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 13 Jan 2021)
    • CF30 Customer (since 13 Jan 2021)
    • [FCA CF] Client dealing (24 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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