Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
- CF1 Director (AR) (since 4 Feb 2021)
- CF30 Customer (since 4 Feb 2021)
- [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 Mar 2021)
- [FCA CF] Client dealing (12 Aug 2020 to 31 Mar 2021)
- CF30 Customer (19 Jan 2018 to 8 Dec 2019)
-
KATHY TWIGG FINANCIAL PLANNING LTD
FRN 939401
- (1)Employed By (since 4 Feb 2021)
-
- CF30 Customer (1 Oct 2012 to 1 Dec 2017)
-
- CF30 Customer (1 Nov 2007 to 31 Jul 2012)
- CF22 Investment Adviser (Trainee) (9 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.