Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (19 Jan 2018 to 8 Dec 2019)
    • (1)Employed By (since 4 Feb 2021)
  • KINGFURNESS & ASSOCIATES LIMITED (no longer approved here)

    FRN 232518

    • CF30 Customer (1 Oct 2012 to 1 Dec 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
    • CF22 Investment Adviser (Trainee) (9 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.