Method Investments & Advisory Ltd

• Principal Place of Business

  Method Investments & Advisory Ltd, 40 New Bond Street

  London

  Westminster

  W1S 2RX

  UNITED KINGDOM

  Phone

  +4402034302100

  Web

  https://www.methodinv.com

• Complaints Contact

  Method Investments & Advisory Ltd, 40 New Bond Street

  London

  Westminster

  W1S 2RX

  UNITED KINGDOM

  Phone

  +4402034302100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francisco Tjon

  IRN FXT00042

  • [FCA CF] Proprietary trader (8 Nov 2021 to 30 Dec 2022)
• Freddy Christoffer Spjut

  IRN FXS00130

  • [FCA CF] Proprietary trader (10 Aug 2022 to 31 Jan 2024)
• Gabriele Magnoni

  IRN GXM01305

  • CF30 Customer (3 Feb 2010 to 2 Apr 2012)
• Giacomo Mergoni

  IRN GXM01355

  • CF30 Customer (1 Nov 2007 to 18 May 2012)
  • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2007)
  • CF26 Customer Trading (28 Sep 2002 to 31 Oct 2007)
  • CF10 Compliance Oversight (14 Aug 2002 to 23 Oct 2009)
  • CF1 Director (14 Aug 2002 to 10 Jan 2011)
  • CF11 Money Laundering Reporting (14 Aug 2002 to 7 Oct 2003)
• Giulia Giordano

  IRN GXG00351

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2025)
• Giuseppe Dessi

  IRN DXG01270

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 14 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 May 2022)
  • CF10a CASS Oversight function (23 Sep 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Oct 2009 to 17 Feb 2010)
  • CF30 Customer (1 Nov 2007 to 2 Nov 2021)
  • CF11 Money Laundering Reporting (7 Oct 2003 to 8 Dec 2019)
  • CF3 Chief Executive (14 Aug 2002 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (14 Aug 2002 to 31 Oct 2007)
  • CF27 Investment Management (14 Aug 2002 to 31 Oct 2007)
  • CF1 Director (14 Aug 2002 to 8 Dec 2019)
• Guglielmo Morini

  IRN GXM02143

  • CF30 Customer (3 Mar 2014 to 14 Sep 2015)
• Guido Mengelkamp

  IRN GFM01022

  • CF1 Director (AR) (27 Aug 2014 to 21 Sep 2017)
  • CF30 Customer (27 Aug 2014 to 21 Sep 2017)
• Hadrien Darmon

  IRN HXD01220

  • [FCA CF] Client dealing (3 Mar 2021 to 1 Dec 2023)
• Hugh Michael Dalgleish

  IRN HMD01027

  • [FCA CF] Proprietary trader (5 Nov 2021 to 3 Mar 2023)

• One's Initiative Limited (no longer appointed)

  FRN 663599 · Appointed 5 Jan 2015 · Until 3 Nov 2021

• FP Advisory Ltd (no longer appointed)

  FRN 621629 · Appointed 22 Apr 2014 · Until 2 Oct 2014

• Waveguide Services Limited (no longer appointed)

  FRN 621630 · Appointed 22 Apr 2014 · Until 22 Sep 2017

No changes recorded yet.