Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Banor Capital Limited
FRN 523080
- [FCA CF] Client dealing (since 30 Jun 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (5 Jan 2011 to 8 Dec 2019)
- CF1 Director (5 Jan 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (5 Jan 2011 to 8 Dec 2019)
- CF3 Chief Executive (5 Jan 2011 to 8 Dec 2019)
- CF30 Customer (5 Jan 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 18 May 2012)
- CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2007)
- CF26 Customer Trading (28 Sep 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (14 Aug 2002 to 23 Oct 2009)
- CF11 Money Laundering Reporting (14 Aug 2002 to 7 Oct 2003)
- CF1 Director (14 Aug 2002 to 10 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.