Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (19 Oct 2022 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (19 Oct 2022 to 31 Dec 2023)
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- CF30 Customer (3 Oct 2017 to 8 Dec 2019)
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- CF1 Director (AR) (27 Aug 2014 to 21 Sep 2017)
- CF30 Customer (27 Aug 2014 to 21 Sep 2017)
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- CF30 Customer (23 Nov 2010 to 31 Oct 2012)
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- (177)CF30 Customer (19 Feb 2010 to 29 Sep 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (177)CF30 Customer at STIFEL EUROPE LIMITED