Method Investments & Advisory Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Method Investments & Advisory Ltd, 40 New Bond StreetLondonWestminsterW1S 2RXUNITED KINGDOM- Phone
- +4402034302100
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Complaints Contact
Method Investments & Advisory Ltd, 40 New Bond StreetLondonWestminsterW1S 2RXUNITED KINGDOM- Phone
- +4402034302100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Llewellyn Mason
IRN JLM01154
- CF30 Customer (20 Jan 2014 to 4 Nov 2014)
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Jean Francois Joseph Georges Schneider
IRN JXS01198
- [FCA CF] Proprietary trader (17 Jan 2023 to 3 Mar 2023)
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Johannes Markus Kolb
IRN JMK01054
- CF30 Customer (31 Jul 2011 to 18 Jul 2014)
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Joo Yen Lau
IRN JYL01012
- CF30 Customer (27 Nov 2014 to 11 Apr 2017)
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Joseph Bradley Mela
IRN JBM01133
- [FCA CF] Proprietary trader (12 May 2021 to 4 Aug 2023)
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Joseph Northover
IRN JXN00328
- [FCA CF] Proprietary trader (10 May 2024 to 31 Dec 2025)
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Lorenzo Bombarda
IRN LXB01423
- CF30 Customer (1 Nov 2007 to 22 Mar 2011)
- CF26 Customer Trading (6 Feb 2007 to 31 Oct 2007)
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Luca Rusconi
IRN LXR01055
- CF30 Customer (23 Jun 2014 to 26 Sep 2014)
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Lucia Gillespie
IRN LXC01853
- [FCA CF] Client dealing (since 27 Jul 2022)
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Luke Thomas Harvest
IRN LXH00360
- [FCA CF] Proprietary trader (21 Apr 2022 to 22 Dec 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Waveguide Services Limited (no longer appointed)
FRN 621630 · Appointed 22 Apr 2014 · Until 22 Sep 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.