Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Method Investments & Advisory Ltd
FRN 208692
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Algorithmic trading (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 May 2022)
- [FCA CF] CASS oversight function (9 Dec 2019 to 14 Mar 2023)
- CF10a CASS Oversight function (23 Sep 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Oct 2009 to 17 Feb 2010)
- CF30 Customer (1 Nov 2007 to 2 Nov 2021)
- CF11 Money Laundering Reporting (7 Oct 2003 to 8 Dec 2019)
- CF1 Director (14 Aug 2002 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Aug 2002 to 31 Oct 2007)
- CF27 Investment Management (14 Aug 2002 to 31 Oct 2007)
- CF3 Chief Executive (14 Aug 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.