Mercia Fund Management Limited

• Principal Place of Business

  Forward House

  17 High Street

  Henley-in-Arden

  Warwickshire

  B95 5AA

  UNITED KINGDOM

  Phone

  +443302231430

  Web

  https://www.mercia.co.uk

• Complaints Contact

  Forward House

  17 High Street

  Henley-in-Arden

  Warwickshire

  B95 5AA

  UNITED KINGDOM

  Phone

  +443302231430

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Lisa Kate Ward

  IRN LKW00017

  • [FCA CF] Manager of certification employee (since 28 Aug 2025)
  • [FCA CF] Material risk taker (since 28 Aug 2025)
  • [FCA CF] Client dealing (since 28 Aug 2025)
• Marina Fuentes

  IRN MXF00542

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
• Mark Andrew Payton

  IRN MAP01271

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 18 Nov 2025)
  • CF3 Chief Executive (4 Jan 2011 to 8 Dec 2019)
  • CF28 Systems and controls (4 Jan 2011 to 8 Dec 2019)
  • CF1 Director (4 Jan 2011 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
• Martijn Christian Kleibergen

  IRN MCK01044

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
• Martin James Glanfield

  IRN MJG01406

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 Dec 2016 to 8 Dec 2019)
• Matthew Mead

  IRN MXM01416

  • CF1 Director (26 Aug 2015 to 14 Jan 2019)
  • CF30 Customer (26 Aug 2015 to 8 Dec 2019)
• Melanie Hooper

  IRN MXH03341

  • [FCA CF] Client dealing (since 1 Nov 2025)
• Michael Craig Vinton

  IRN MCV01016

  • [FCA CF] Material risk taker (1 Jul 2024 to 28 Feb 2026)
  • SMF16 Compliance Oversight (22 Jan 2024 to 28 Feb 2026)
• Michelle Heaselgrave

  IRN MXH01256

  • [FCA CF] Significant management (1 Jul 2024 to 25 Oct 2024)
• Nigel Johnson Owens

  IRN NJO01032

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)

• Robert James Johnson (no longer appointed)

  FRN 615311 · Appointed 4 Feb 2014 · Until 9 Jun 2014

• Michael Hayes (no longer appointed)

  FRN 606827 · Appointed 4 Sep 2013 · Until 9 Jun 2014

• Andrew Oldfield (no longer appointed)

  FRN 545861 · Appointed 11 Apr 2011 · Until 9 Oct 2013

• John Michael James Strickland (no longer appointed)

  FRN 527960 · Appointed 11 Feb 2011 · Until 17 Oct 2011

No changes recorded yet.