Mercia Fund Management Limited

• Principal Place of Business

  Forward House

  17 High Street

  Henley-in-Arden

  Warwickshire

  B95 5AA

  UNITED KINGDOM

  Phone

  +443302231430

  Web

  https://www.mercia.co.uk

• Complaints Contact

  Forward House

  17 High Street

  Henley-in-Arden

  Warwickshire

  B95 5AA

  UNITED KINGDOM

  Phone

  +443302231430

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Clare Louise Houghton

  IRN CLH00008

  • [FCA CF] Client dealing (since 2 Jun 2025)
• Dean Edward Heaney

  IRN DEH01093

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 3 Mar 2025)
  • [FCA CF] Significant management (since 3 Mar 2025)
• Dimitrios Stoimenou

  IRN DXS01018

  • [FCA CF] Manager of certification employee (1 Jul 2024 to 1 Apr 2025)
  • [FCA CF] Client dealing (1 Jul 2024 to 1 Apr 2025)
  • [FCA CF] Material risk taker (1 Jul 2024 to 1 Apr 2025)
• Graham Peter Davies

  IRN GPD01062

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
• Henry Hamilton

  IRN HXH00284

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
• Hugo Alexander Lough

  IRN HXL07193

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
• Ian Bennett Scott

  IRN IBS01013

  • CF10a CASS Oversight function (13 Mar 2013 to 18 Apr 2017)
  • CF1 Director (11 Dec 2012 to 23 Oct 2017)
  • CF28 Systems and controls (4 Jan 2011 to 23 Oct 2017)
  • CF10 Compliance Oversight (4 Jan 2011 to 11 Jul 2017)
  • CF11 Money Laundering Reporting (4 Jan 2011 to 11 Jul 2017)
• Ian Martyn Booth

  IRN IMB01043

  • CF2 Non Executive Director (20 Jun 2011 to 16 Nov 2012)
  • CF1 Director (4 Jan 2011 to 20 Jun 2011)
• Ian Wilson

  IRN IXW01207

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ishaan Chilkoti

  IRN IXC01205

  • [FCA CF] Significant management (6 Dec 2021 to 8 Jul 2023)

• Robert James Johnson (no longer appointed)

  FRN 615311 · Appointed 4 Feb 2014 · Until 9 Jun 2014

• Michael Hayes (no longer appointed)

  FRN 606827 · Appointed 4 Sep 2013 · Until 9 Jun 2014

• Andrew Oldfield (no longer appointed)

  FRN 545861 · Appointed 11 Apr 2011 · Until 9 Oct 2013

• John Michael James Strickland (no longer appointed)

  FRN 527960 · Appointed 11 Feb 2011 · Until 17 Oct 2011

No changes recorded yet.