Mercia Fund Management Limited

• Principal Place of Business

  Forward House

  17 High Street

  Henley-in-Arden

  Warwickshire

  B95 5AA

  UNITED KINGDOM

  Phone

  +443302231430

  Web

  https://www.mercia.co.uk

• Complaints Contact

  Forward House

  17 High Street

  Henley-in-Arden

  Warwickshire

  B95 5AA

  UNITED KINGDOM

  Phone

  +443302231430

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Jack Atkins

  IRN JXA00784

  • [FCA CF] Client dealing (since 1 Nov 2025)
• James Sly

  IRN JXS25377

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • SMF3 Executive Director (since 16 Nov 2022)
• Jan William Henry Oosthuizen

  IRN JXO00292

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
• Jason Warren

  IRN JXW00614

  • [FCA CF] Significant management (6 Dec 2021 to 15 Jul 2023)
• Jocelyne Bath

  IRN JXB03816

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Significant management (since 1 Jul 2024)
• Jonathan Charles Sasson Kruger

  IRN JXK00680

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
• Joshua Oliver Levy

  IRN JOL01012

  • CF30 Customer (14 Jul 2016 to 3 Apr 2017)
• Julian Alistair Dennard

  IRN JXD01431

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Significant management (since 1 Dec 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (10 May 2017 to 8 Dec 2019)
• Julian George Viggars

  IRN JGV01009

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
  • CF1 Director (2 Nov 2016 to 8 Dec 2019)
  • CF30 Customer (2 Nov 2016 to 8 Dec 2019)
• Lee Lindley

  IRN LXL00284

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)

• Robert James Johnson (no longer appointed)

  FRN 615311 · Appointed 4 Feb 2014 · Until 9 Jun 2014

• Michael Hayes (no longer appointed)

  FRN 606827 · Appointed 4 Sep 2013 · Until 9 Jun 2014

• Andrew Oldfield (no longer appointed)

  FRN 545861 · Appointed 11 Apr 2011 · Until 9 Oct 2013

• John Michael James Strickland (no longer appointed)

  FRN 527960 · Appointed 11 Feb 2011 · Until 17 Oct 2011

No changes recorded yet.