MARSHALL WOOLDRIDGE WEALTH MANAGEMENT LTD

FRN: 949383

This firm operates as an appointed representative of MARSHALL WOOLDRIDGE FINANCIAL SERVICES LIMITED. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Jonathan Montague-Millar
IRN AXM13204
- (2)Employed By (since 7 Jul 2025)
Alfred Andrew Walker
IRN AAW00003
- (5)Employed By (since 28 Jul 2023)
David Charles Hemsley
IRN DCK00002
- (4)Employed By (since 27 Jun 2025)
Ian Gordon Caplan
IRN IGC00003
- (6)Employed By (since 20 May 2021)
Richard Martyn Hopson
IRN RMH01156
- (3)Employed By (since 5 Jul 2025)
Samantha Jane Bozson
IRN SJB01566
- (1)Employed By (since 24 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.