Alfred Andrew Walker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARSHALL WOOLDRIDGE FINANCIAL SERVICES LIMITED

    FRN 729853

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 28 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
  • MARSHALL WOOLDRIDGE WEALTH MANAGEMENT LTD

    FRN 949383

    • (5)Employed By (since 28 Jul 2023)
  • The MM Partnership Ltd (no longer approved here)

    FRN 195240

    • Employed By (15 Aug 2001 to 18 Dec 2002)

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