Richard Martyn Hopson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARSHALL WOOLDRIDGE FINANCIAL SERVICES LIMITED

    FRN 729853

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 5 Jul 2025)
    • CF30 Customer (since 5 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2022)
    • SMF3 Executive Director (since 20 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jun 2019 to 8 Dec 2019)
  • MARSHALL WOOLDRIDGE WEALTH MANAGEMENT LTD

    FRN 949383

    • (3)Employed By (since 5 Jul 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (6 Jul 2015 to 25 Aug 2016)
    • CF30 Customer (12 Apr 2011 to 4 Jun 2019)
  • Barlow Barton IFA Ltd (no longer approved here)

    FRN 537197

    • Employed By (6 Jul 2015 to 5 Sep 2016)

Recent activity

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