Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
- [FCA CF] Client dealing (since 1 Oct 2025)
- CF30 Customer (since 24 Sep 2025)
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MARSHALL WOOLDRIDGE WEALTH MANAGEMENT LTD
FRN 949383
- (1)Employed By (since 24 Sep 2025)
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KNG Financial Management LLP
FRN 481386
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 11 Dec 2020)
- Responsibility for MCD Intermediation (since 11 Dec 2020)
- [FCA CF] Client dealing (since 1 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 May 2019 to 8 Dec 2019)
- CF30 Customer (8 Jun 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.