David Charles Hemsley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARSHALL WOOLDRIDGE FINANCIAL SERVICES LIMITED

    FRN 729853

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 27 Jun 2025)
    • Responsible for Insurance Distribution (since 29 Jul 2022)
    • SMF16 Compliance Oversight (since 29 Jul 2022)
    • SMF3 Executive Director (since 21 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
  • MARSHALL WOOLDRIDGE WEALTH MANAGEMENT LTD

    FRN 949383

    • (4)Employed By (since 27 Jun 2025)
  • Spedding Goldthorpe (Brokers) Limited (no longer approved here)

    FRN 116667

    • CF1 Director (22 Apr 2003 to 28 Feb 2005)
    • CF8 Apportionment and Oversight (22 Apr 2003 to 28 Feb 2005)
    • CF11 Money Laundering Reporting (22 Apr 2003 to 28 Feb 2005)
    • CF10 Compliance Oversight (22 Apr 2003 to 28 Feb 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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