Spedding Goldthorpe (Brokers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate

For Commercial, Retail (Non-Investment Insurance)
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christopher Aubrey Glen
IRN CAG00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2002)
Christopher Donald Dexter
IRN CDD00009
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (31 Mar 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
David Charles Hemsley
IRN DCK00002
- CF1 Director (22 Apr 2003 to 28 Feb 2005)
- CF10 Compliance Oversight (22 Apr 2003 to 28 Feb 2005)
- CF11 Money Laundering Reporting (22 Apr 2003 to 28 Feb 2005)
- CF8 Apportionment and Oversight (22 Apr 2003 to 28 Feb 2005)
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
Julian Mark Hale
IRN JMH01216
- CF1 Director (15 Apr 2003 to 1 Dec 2010)
Keith Raymond Wilde
IRN RXW00141
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2003)
- CF1 Director (1 Dec 2001 to 31 Mar 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Qayoom Aziz Kamal
IRN QXK20578
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Dec 2019)
- CF1 Director (1 Dec 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Chris Brown (no longer appointed)
FRN 591907 · Appointed 26 Nov 2012 · Until 13 Dec 2016
David Wynick (no longer appointed)
FRN 488799 · Appointed 12 Sep 2008 · Until 13 Dec 2016
Pearson Holland Management Services Ltd (no longer appointed)
FRN 464367 · Appointed 22 Feb 2007 · Until 17 Oct 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.