MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Herve Boyer

  IRN HXB01088

  • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
• Iain Norman Baillie

  IRN INB01006

  • CF1 Director (5 Apr 2005 to 29 Dec 2006)
  • CF21 Investment Adviser (3 Apr 2003 to 29 Dec 2006)
  • CF8 Apportionment and Oversight (3 Apr 2003 to 29 Dec 2006)
• Ian George Alexander Middleton

  IRN IGM01020

  • CF13 Finance (1 Dec 2001 to 2 Apr 2007)
• Irina Hofmann

  IRN IXH01215

  • CF30 Customer (6 Apr 2010 to 13 Jun 2011)
• Ivan Mihov

  IRN IXM01567

  • CF30 Customer (27 Feb 2014 to 4 Oct 2017)
• Jacques-Augustin Xavier Robert de Lezardiere

  IRN JXR01628

  • CF30 Customer (31 Jan 2014 to 8 Dec 2019)
• Jagmeet Singh

  IRN JXS00844

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Significant management (since 1 Jan 2022)
• James Nevil Blair Rucker

  IRN JNR01024

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Apr 2025)
  • CF2 Non Executive Director (4 Dec 2015 to 8 Dec 2019)
  • CF3 Chief Executive (5 Aug 2014 to 17 Jul 2015)
  • CF28 Systems and controls (15 Nov 2007 to 17 Jul 2015)
  • CF13 Finance (12 Apr 2007 to 1 Aug 2007)
  • CF1 Director (1 Dec 2001 to 17 Jul 2015)
• Jason Lee Waight

  IRN JLW01135

  • [FCA CF] Significant management (9 Dec 2020 to 29 Sep 2021)
  • CF29 Significant management (5 Jan 2016 to 8 Dec 2019)
• Jodi Clare Riches

  IRN JCR01091

  • CF30 Customer (3 Apr 2009 to 9 Jun 2009)

No changes recorded yet.