MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joel Carl Quall

  IRN JCQ01005

  • CF28 Systems and controls (1 Nov 2007 to 2 Nov 2007)
  • CF13 Finance (8 Aug 2007 to 31 Oct 2007)
• John Michael Berchin

  IRN JMB01554

  • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
• John Patrick Ryan

  IRN JPR01062

  • CF30 Customer (17 Dec 2012 to 14 Oct 2013)
• Jonathan McTernan

  IRN JXM01320

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Significant management (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 Apr 2025)
• Justin Varghese Abraham

  IRN JVA01011

  • [FCA CF] Significant management (9 Dec 2020 to 2 Jul 2021)
  • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
• Kathleen Anne Geary

  IRN KAG01020

  • CF30 Customer (1 Nov 2007 to 12 Aug 2014)
  • CF21 Investment Adviser (5 Jul 2004 to 31 Oct 2007)
• Kathryn Claire Dew

  IRN KCD01008

  • CF30 Customer (21 Nov 2007 to 14 Aug 2009)
• Kelly Bruce McKenney

  IRN KBM01023

  • CF21 Investment Adviser (4 Jul 2002 to 26 Jun 2006)
• Kimberly Antifave

  IRN KXA00150

  • [FCA CF] Significant management (6 May 2021 to 1 Jan 2022)
  • [FCA CF] Material risk taker (6 May 2021 to 1 Jan 2022)
• Krishnan Nair

  IRN KXN14717

  • CF28 Systems and controls (18 Jun 2019 to 8 Dec 2019)

No changes recorded yet.