MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Charles Huggins

  IRN OCH01005

  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
• Oyinda Mia Thomas

  IRN OMT01000

  • CF10 Compliance Oversight (1 Dec 2001 to 27 Feb 2008)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Feb 2008)
• Paolo Fraccaro

  IRN PXF00113

  • [FCA CF] Significant management (9 Dec 2020 to 3 Oct 2025)
• Patrick Nicholas Gordon Turner

  IRN PNT01008

  • CF30 Customer (1 Nov 2007 to 21 Jan 2011)
  • CF21 Investment Adviser (20 Apr 2004 to 31 Oct 2007)
• Patrick Russell Bailey

  IRN PRB01152

  • [FCA CF] Significant management (since 25 Jul 2025)
  • CF30 Customer (16 May 2016 to 8 Dec 2019)
• Paulo Da Silva Costa

  IRN PXC00272

  • [FCA CF] Significant management (since 9 Dec 2020)
• Penelope Elizabeth Nagle

  IRN PEN01008

  • CF21 Investment Adviser (25 May 2005 to 11 Oct 2006)
• Peter Doherty

  IRN PSD01029

  • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2003)
• Philip Andrew Martin Brewer

  IRN PAB01167

  • CF30 Customer (1 Nov 2007 to 30 Apr 2013)
  • CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
• Philipp Emenuel Friedrich Sterner

  IRN PES01102

  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)

No changes recorded yet.