MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Prashantha Mundkod Krishnappa

  IRN XPM01000

  • CF30 Customer (10 Sep 2014 to 18 Dec 2014)
• Raj Paranandi

  IRN RXP81375

  • [FCA CF] Material risk taker (1 May 2021 to 21 Mar 2025)
  • SMF3 Executive Director (1 May 2021 to 21 Mar 2025)
• Richard Mitchell McVey

  IRN RMM01080

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2024)
  • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (28 Mar 2007 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 20 Feb 2013)
  • CF1 Director (1 Dec 2001 to 16 Nov 2015)
• Richard Waldo Scott

  IRN RWS01106

  • CF30 Customer (8 Sep 2009 to 20 Sep 2010)
• Robert David Hammond

  IRN RDH01036

  • CF30 Customer (1 Apr 2012 to 30 Apr 2013)
• Robert Heinrich Urtheil

  IRN RHU00002

  • CF3 Chief Executive (19 Feb 2013 to 6 May 2014)
  • CF1 Director (19 Feb 2013 to 6 May 2014)
• Robert James Hearnden

  IRN RXH00320

  • [FCA CF] Significant management (9 Dec 2020 to 2 Oct 2022)
• Robert Lain Garrett

  IRN RLG01027

  • CF30 Customer (8 Sep 2009 to 9 Jul 2010)
• Robert Nathaniel Johnson

  IRN RNJ01011

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
• Roberto James Mirabelli

  IRN RJM01262

  • CF21 Investment Adviser (1 Dec 2001 to 25 May 2005)

No changes recorded yet.