Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF30 Customer (1 Apr 2012 to 30 Apr 2013)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
  • Bayerische Landesbank (no longer approved here)

    FRN 124916

    • CF21 Investment Adviser (22 Oct 2004 to 28 Feb 2006)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.