MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ross William Chapman

  IRN RXC00309

  • [FCA CF] Significant management (9 Dec 2020 to 4 Oct 2021)
• Salvatore Capocelli

  IRN SXC01804

  • CF30 Customer (1 Nov 2007 to 13 Mar 2014)
  • CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
• Scott William Eaton

  IRN SWE01009

  • CF1 Director (7 Jul 2015 to 15 Dec 2017)
  • CF3 Chief Executive (7 Jul 2015 to 10 Jul 2017)
• Simon Goodson

  IRN SXG00411

  • [FCA CF] Significant management (27 Sep 2021 to 20 Jun 2025)
• Stefano Carinelli

  IRN SXC02497

  • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
• Stella Damrath

  IRN SXD01807

  • CF30 Customer (4 Jan 2011 to 6 May 2011)
• Stephanie Winkler

  IRN SXW06721

  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Stephen Joseph Gallagher

  IRN SJG01272

  • CF1 Director (17 Aug 2009 to 14 Oct 2010)
  • CF11 Money Laundering Reporting (6 Jun 2008 to 19 Aug 2010)
  • CF10 Compliance Oversight (6 Jun 2008 to 19 Aug 2010)
• Stewart Monsen Goldie-Morrison

  IRN SMG01080

  • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)
• Susan Austin

  IRN SXA00306

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Sep 2022)
  • [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2022)

No changes recorded yet.