Mark Dean Wealth Management (UK) Limited

• Principal Place of Business

  23 Hayes Barton

  Southend-on-Sea

  Essex

  SS1 3TS

  UNITED KINGDOM

  Phone

  +441702580120

  Web

  https://www.markdeanwealth.com

• Complaints Contact

  Dean Mullaly

  23 Hayes Barton

  Southend-on-Sea

  Essex

  SS1 3TS

  UNITED KINGDOM

  Phone

  +442074584588

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean John Mullaly

  IRN DJM00086

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Aug 2024)
  • CF1 Director (AR) (24 Dec 2014 to 17 Aug 2016)
  • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
  • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
  • CF1 Director (1 Dec 2014 to 8 Dec 2019)
• Irina Squire

  IRN IXS01359

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
• Joseph Kingaby

  IRN JXK00070

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 17 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Sep 2025)
• Nicki Malik

  IRN NXM00029

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 May 2020)
  • [FCA CF] Client dealing (since 26 May 2020)
• Phillip Gready

  IRN PXG00039

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
• Simon John Dunkerley

  IRN SJD00016

  • [FCA CF] Client dealing (4 Oct 2021 to 10 May 2025)
  • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 10 May 2025)
• Thomas Joseph Weymouth

  IRN TJW00028

  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Jan 2019 to 8 Dec 2019)

• WiseFunds Limited (no longer appointed)

  FRN 609486 · Appointed 2 Dec 2014 · Until 31 Mar 2016

No changes recorded yet.