Nicki Malik

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mark Dean Wealth Management (UK) Limited

    FRN 629592

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 26 May 2020)
    • [FCA CF] Client dealing (since 26 May 2020)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (20 Feb 2014 to 13 Feb 2020)
    • CF30 Customer (20 Feb 2014 to 13 Feb 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Nov 2012 to 30 Sep 2013)
    • CF21 Investment Adviser (28 Feb 2005 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.