Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (4 Oct 2021 to 10 May 2025)
- [FCA CF] Client dealing (4 Oct 2021 to 10 May 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2021)
- CF30 Customer (2 Mar 2015 to 8 Dec 2019)
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- CF30 Customer (29 Dec 2014 to 22 Jan 2015)
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- CF21 Investment Adviser (14 Jan 2005 to 1 Feb 2007)
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- CF21 Investment Adviser (19 Nov 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Nov 2002)
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- CF21 Investment Adviser (19 Nov 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.