Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mark Dean Wealth Management (UK) Limited
FRN 629592
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
- [FCA CF] Client dealing (since 9 Apr 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Mar 2025)
- CF30 Customer (31 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 May 2017)
- CF4 Partner (19 May 2005 to 15 Nov 2017)
- CF11 Money Laundering Reporting (19 May 2005 to 18 May 2017)
- CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.