Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
    • [FCA CF] Client dealing (since 9 Apr 2025)
  • THE WEALTH CARE PARTNERSHIP LIMITED (no longer approved here)

    FRN 610170

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Mar 2025)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Fleming Court Financial Services LLP (no longer approved here)

    FRN 428489

    • CF30 Customer (1 Nov 2007 to 9 May 2017)
    • CF4 Partner (19 May 2005 to 15 Nov 2017)
    • CF11 Money Laundering Reporting (19 May 2005 to 18 May 2017)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.