Fleming Court Financial Services LLP

Date authorised
1 April 2013
Companies House
OC309253
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aylward House
    Unit 1A
    Belbins Business Park
    Cupernham Lane
    Romsey
    Hampshire
    SO51 7JF
    UNITED KINGDOM
    Phone
    +4401794514835
    Web
    https://www.flemingfs.co.uk

  • Complaints Contact

    Aylward House
    Unit 1A
    Belbins Business Park
    Cupernham Lane
    Romsey
    Hampshire
    SO51 7JF
    UNITED KINGDOM
    Phone
    +4401794514835

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Mary Loveday-Lovell

    IRN CML01126

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Jun 2017 to 8 Dec 2019)
  • David John Ings

    IRN DXI01050

    • CF4 Partner (10 May 2005 to 21 Jun 2005)
  • Graeme Robert Lovell

    IRN GXL01289

    • CF4 Partner (10 May 2005 to 21 Jun 2005)
  • Graham Edward Taylor

    IRN GXT01237

    • CF4 Partner (10 May 2005 to 21 Jun 2005)
  • Phillip Gready

    IRN PXG00039

    • CF30 Customer (1 Nov 2007 to 9 May 2017)
    • CF11 Money Laundering Reporting (19 May 2005 to 18 May 2017)
    • CF4 Partner (19 May 2005 to 15 Nov 2017)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
  • Robert Philip Law

    IRN RPL01019

    • CF10 Compliance Oversight (11 May 2005 to 17 Jun 2005)
    • CF8 Apportionment and Oversight (10 May 2005 to 17 Jun 2005)
    • CF4 Partner (10 May 2005 to 21 Jun 2005)
    • CF11 Money Laundering Reporting (10 May 2005 to 17 Jun 2005)
    • Responsible for Insurance Mediation (10 May 2005 to 21 Jun 2005)
  • Scott Turnbull

    IRN SXT00272

    • [FCA CF] Client dealing (18 Sep 2023 to 27 Sep 2024)
    • [FCA CF] Functions requiring qualifications (18 Sep 2023 to 27 Sep 2024)
  • Simon John Loveday-Lovell

    IRN SJL01175

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (20 Jun 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (19 Sep 2016 to 31 Jul 2020)
    • Responsible for Insurance Mediation (25 Jan 2011 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (19 May 2005 to 31 Mar 2009)
    • CF10 Compliance Oversight (19 May 2005 to 8 Dec 2019)
    • CF4 Partner (19 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

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