Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • SMF3 Executive Director (since 1 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (28 Nov 2014 to 27 Jul 2015)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (16 Jun 2011 to 25 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.