Date authorised
1 April 2013
Companies House
03913672
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Chapel Street
    King's Lynn
    Norfolk
    PE30 1EF
    UNITED KINGDOM
    Phone
    +4401553766442
  • Complaints Contact

    80 Chapel Street
    King's Lynn
    Norfolk
    PE30 1EF
    UNITED KINGDOM
    Phone
    +4401553766442

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Anthony Knapman

    IRN JAK01178

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2023)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Jason William Hall

    IRN JWH01121

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jan 2022)
    • CF2 Non Executive Director (8 Sep 2014 to 8 Dec 2019)
    • CF1 Director (1 Apr 2008 to 1 Sep 2014)
  • John Russell Turner

    IRN JRT00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (15 Apr 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Oct 2004 to 31 Oct 2007)
  • Julian Mark Fryer

    IRN JMF01137

    • CF30 Customer (26 Oct 2009 to 1 Dec 2017)
  • Martin James Setchell

    IRN MJS01328

    • CF30 Customer (2 Jun 2009 to 25 Jun 2012)
  • Michael John Crisp

    IRN MJC01637

    • CF30 Customer (16 Mar 2015 to 6 Jan 2016)
  • Michael John Jay

    IRN MJJ00039

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 3 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Michael Jonathan Blythe

    IRN MJB00237

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jun 2003)
  • Nathanial Sims

    IRN NXS14607

    • [FCA CF] Functions requiring qualifications (29 Aug 2024 to 29 Jan 2025)
  • Paul Edward Farrow

    IRN PEF01021

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jan 2022)
    • CF2 Non Executive Director (19 Sep 2014 to 8 Dec 2019)
    • CF1 Director (1 Apr 2008 to 1 Sep 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.