Mapus Financial Planning Limited

• Principal Place of Business

  80 Chapel Street

  King's Lynn

  Norfolk

  PE30 1EF

  UNITED KINGDOM

  Phone

  +4401553766442

  Web

  https://www.mapusfp.co.uk

• Complaints Contact

  80 Chapel Street

  King's Lynn

  Norfolk

  PE30 1EF

  UNITED KINGDOM

  Phone

  +4401553766442

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Norman Wilmot Parker

  IRN RNP00008

  • Responsible for Insurance Mediation (14 Jan 2005 to 4 Feb 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 4 Feb 2006)
  • CF1 Director (1 Dec 2001 to 4 Feb 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Feb 2006)
• Robert Reynolds

  IRN RXR00172

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
• Robin Mark Williams

  IRN RMW00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 29 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Roderick David Gray

  IRN RDG01069

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (18 Apr 2011 to 30 Sep 2018)
  • CF10 Compliance Oversight (7 Sep 2009 to 8 Dec 2019)
  • CF1 Director (1 Apr 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (31 Jan 2006 to 8 Dec 2019)
• Sharon Edwards

  IRN SXE01305

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jan 2022)
  • CF2 Non Executive Director (19 Sep 2014 to 8 Dec 2019)
  • CF1 Director (1 Aug 2010 to 1 Sep 2014)
• Stephen Thomas Boote

  IRN STB00025

  • Responsible for Insurance Mediation (20 Feb 2006 to 1 Aug 2010)
  • CF10 Compliance Oversight (31 Jan 2006 to 7 Sep 2009)
  • CF8 Apportionment and Oversight (31 Jan 2006 to 31 Mar 2009)
  • CF1 Director (1 Dec 2001 to 1 Aug 2010)
• Stephen William Bramley Curd

  IRN SWC00015

  • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2006)

No changes recorded yet.