Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Jan 2018 to 8 Dec 2019)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
  • Mapus Financial Planning Limited (no longer approved here)

    FRN 191786

    • CF30 Customer (26 Oct 2009 to 1 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.