Martin James Setchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A E THOMSON LIMITED

    FRN 231492

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • SMF3 Executive Director (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (10 Mar 2020 to 10 Nov 2020)
    • [FCA CF] Client dealing (10 Mar 2020 to 10 Nov 2020)
  • Mapus Financial Planning Limited (no longer approved here)

    FRN 191786

    • CF30 Customer (2 Jun 2009 to 25 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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