Nathanial Sims

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 25 Jun 2025)
- CF30 Customer (since 11 Jun 2025)
Nathanial Sims
FRN 1035971
- (1)Employed By (since 11 Jun 2025)
Mapus Financial Planning Limited (no longer approved here)
FRN 191786
- [FCA CF] Functions requiring qualifications (29 Aug 2024 to 29 Jan 2025)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Client dealing (16 Mar 2020 to 12 Aug 2024)
- [FCA CF] Functions requiring qualifications (16 Mar 2020 to 12 Aug 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.