Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George David Astor

    IRN GDA01019

    • SMF9 Chair of the Governing Body (since 17 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (28 Jan 2019 to 8 Dec 2019)
  • Gillian Valerie Lakin

    IRN GVL01003

    • CF27 Investment Management (1 Dec 2001 to 23 Jul 2003)
  • Graham John Cullinane

    IRN GJC01071

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 10 May 2004)
  • Harinder Singh Sandhu

    IRN HSS01010

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
    • CF1 Director (27 Nov 2006 to 4 Oct 2007)
    • CF27 Investment Management (29 Aug 2002 to 31 Oct 2007)
  • Hilary Jane McElwaine

    IRN HJM01027

    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2002)
  • Hitesh Khushalbhai Mistry

    IRN HKM01007

    • CF30 Customer (27 May 2010 to 1 Mar 2012)
  • Hugh Grieves

    IRN HPG01002

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Hugh Sergeant

    IRN HRS01021

    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2003 to 10 May 2004)
    • CF27 Investment Management (10 Oct 2002 to 5 May 2006)
  • Ian Paul Livingston

    IRN IPL01022

    • CF2 Non Executive Director (1 Jan 2016 to 8 Dec 2019)
  • Ian Trenear Harvey

    IRN ITH01007

    • CF27 Investment Management (1 Dec 2001 to 1 Jun 2004)

Recent activity

Updates to this firm's record on the FCA register.

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