Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ide Maria Kearney

    IRN IMK01014

    • CF30 Customer (27 Jul 2009 to 6 Nov 2018)
  • James Fraser Syme

    IRN JFS01066

    • CF27 Investment Management (18 Oct 2002 to 8 Sep 2006)
  • James Murray Burns

    IRN JMB01243

    • CF27 Investment Management (27 Jun 2002 to 31 Oct 2002)
  • James Richard Oliver

    IRN JRO01020

    • CF30 Customer (12 May 2009 to 5 Jan 2014)
  • Jane Alice Simmons

    IRN JAS01156

    • CF27 Investment Management (1 Dec 2001 to 22 Jun 2002)
  • Jason Moray Justin Mackay

    IRN JMM01129

    • CF30 Customer (12 May 2009 to 26 Oct 2010)
  • Jasveer Singh

    IRN JXS02272

    • CF28 Systems and controls (2 Apr 2013 to 20 Jun 2016)
  • Jean-Baptiste Joseph Segard

    IRN JJS01099

    • CF8 Apportionment and Oversight (21 May 2008 to 31 Mar 2009)
    • CF3 Chief Executive (8 Jan 2007 to 7 Jun 2010)
    • CF1 Director (8 Jan 2007 to 3 Apr 2009)
  • Jeffrey M Rojek

    IRN JMR01226

    • CF1 Director (15 Dec 2009 to 15 Apr 2011)
  • Jeffrey Michael Atherton

    IRN JMA01065

    • [FCA CF] Manager of certification employee (since 13 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
    • CF27 Investment Management (21 Jun 2002 to 24 Sep 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.