James Richard Oliver

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 22 Jul 2019)
    • [FCA CF] Client dealing (since 4 Jun 2019)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF30 Customer (12 May 2009 to 5 Jan 2014)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF30 Customer (12 May 2009 to 5 Jan 2014)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 5 Jan 2014)
    • CF26 Customer Trading (27 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.