Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brompton Asset Management Limited
FRN 942254
- 14. Managing investments
- SMF3 Executive Director (since 14 Oct 2022)
- [FCA CF] Significant management (since 1 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
- [FCA CF] Manager of certification employee (since 1 Dec 2021)
- [FCA CF] Client dealing (since 1 Dec 2021)
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- CF27 Investment Management (1 Dec 2001 to 23 Jul 2003)
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- CF27 Investment Management (1 Dec 2001 to 23 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.