Harinder Singh Sandhu

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • [FCA CF] Client dealing (4 Apr 2022 to 4 Dec 2023)
  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (4 Jan 2016 to 31 Jan 2017)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (15 May 2009 to 31 Dec 2011)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
    • CF1 Director (27 Nov 2006 to 4 Oct 2007)
    • CF27 Investment Management (29 Aug 2002 to 31 Oct 2007)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
    • CF1 Director (27 Nov 2006 to 4 Oct 2007)
    • CF27 Investment Management (29 Aug 2002 to 31 Oct 2007)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)
    • CF27 Investment Management (1 Dec 2001 to 13 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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