Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark David Robson

    IRN MDR01061

    • CF1 Director (1 Dec 2001 to 3 Apr 2009)
  • Markus Heinrich Mez

    IRN MXM01384

    • CF30 Customer (15 May 2009 to 6 Jun 2012)
  • Matthew Jonathan Justin Leeman

    IRN MJL00113

    • CF27 Investment Management (6 Nov 2002 to 14 Sep 2006)
  • Matthew Robertson

    IRN MXR01169

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (10 Apr 2007 to 31 Oct 2007)
  • Michael Anthony Donovan

    IRN MAD01118

    • CF30 Customer (1 Nov 2007 to 15 Sep 2017)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
  • Michelle Robyn Grew

    IRN MRG01135

    • [FCA CF] Manager of certification employee (since 16 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2023)
    • CF1 Director (6 Dec 2019 to 8 Dec 2019)
    • CF29 Significant management (14 Oct 2016 to 6 Dec 2019)
    • CF10 Compliance Oversight (14 Aug 2009 to 26 Sep 2016)
    • CF11 Money Laundering Reporting (14 Aug 2009 to 28 Oct 2010)
  • Mikkel Gascoigne Bates

    IRN MGB01051

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Sep 2004)
  • Neil Edwards

    IRN NXE01031

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 17 Jun 2019)
    • CF27 Investment Management (2 Aug 2005 to 31 Oct 2007)
  • Neiloy Shankar Ghosh

    IRN NSG01014

    • CF27 Investment Management (1 Dec 2001 to 31 Jan 2006)
  • Nerea Heras Mendaza

    IRN NXH01337

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF27 Investment Management (20 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.